-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J2+QFY8Mgvol1rT/ygdGRjwnpHBbi0K1QDNzyjotT1LhBIlC7XwZvDsegUh9vBGu Ntp53HIx27Fp5p9FAyZlyA== 0000950135-01-000526.txt : 20010214 0000950135-01-000526.hdr.sgml : 20010214 ACCESSION NUMBER: 0000950135-01-000526 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES RIVER ASSOCIATES INC CENTRAL INDEX KEY: 0001053706 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 042372210 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55087 FILM NUMBER: 1536604 BUSINESS ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: T-33 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6174253000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BURROWS JAMES C CENTRAL INDEX KEY: 0001079318 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 CLARENDON ST STREET 2: T 33 CITY: BOSTON STATE: MA ZIP: 02116 MAIL ADDRESS: STREET 1: 200 CLARENDON ST STREET 2: T 33 CITY: BOSTON STATE: MA ZIP: 02116 SC 13G/A 1 b38309crsc13ga.txt CHARLES RIVER ASSOCIATES 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2 )(1) ------ CHARLES RIVER ASSOCIATES INCORPORATED ---------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE PER SHARE ---------------------------------------------------------------- (Title of Class of Securities) 159852-10-2 ---------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 ---------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) |X| Rule 13d-1(d) - ----------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - ----------------------- ------------------- CUSIP No. 159852-10-2 13G Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) James C. Burrows - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 405,256 NUMBER OF ----------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY (See Note A) EACH ----------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 405,256 ----------------------------------------------- 8 SHARED DISPOSITIVE POWER (See Note A) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 485,225 shares (See Note A) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.34% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IN ================================================================================ * SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ----------------------- ------------------- CUSIP No. 159852-10-2 13G Page 3 of 6 Pages - -------------------------------------------------------------------------------- ITEM 1(a). NAME OF ISSUER: Charles River Associates Incorporated ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 200 Clarendon Street, T-33 Boston, MA 02116-5092 ITEM 2(a). NAME OF PERSON FILING: James C. Burrows ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 200 Clarendon Street, T-33 Boston, MA 02116-5092 ITEM 2(c). CITIZENSHIP: U.S.A. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, no par value per share ITEM 2(e). CUSIP NUMBER: 159852-10-2 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: N/A. (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). 4 - ----------------------- ------------------- CUSIP No. 159852-10-2 13G Page 4 of 6 Pages - -------------------------------------------------------------------------------- (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [ ] Group, in accordance with Rule 13d-1(b)(l)(ii)(J). ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 485,225 shares (See Note A) (b) Percent of class: 5.34% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 405,256 (ii) Shared power to vote or to direct the vote: See Note A (iii) Sole power to dispose or to direct the disposition of: 405,256 (iv) Shared power to dispose or to direct the disposition of: See Note A Note A: Includes 71,275 shares held by the James C. Burrows Qualified Annuity Trust - 1998 for the benefit of Dr. Burrows and certain members of his immediate family and includes vested options to purchase 8,694 shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A 5 - ----------------------- ------------------- CUSIP No. 159852-10-2 13G Page 5 of 6 Pages - -------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATIONS. N/A 6 - ----------------------- ------------------- CUSIP No. 159852-10-2 13G Page 6 of 6 Pages - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 2001 -------------------------------------------- (Date) /s/ James C. Burrows --------------------------------------------- (Signature) James C. Burrows, President, Charles River Associates Incorporated --------------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----